relation to the test to be complete and up- to-date, as follows: (1) Plans which have been used in the test; (2) Testing result summary; (3) Plan revision summary. 8.6 Companies should follow up and assess
information which has been registered, the management company shall immediately submit an application for the change and revision of such items in the registration so that the information thereof shall be up-to
value of the pool of assets. Should there be any change in such information which has been registered, the management company shall immediately submit an application for the change and revision of such
such information which has been registered, the management company shall immediately submit an application for the change and revision of such items in the registration so that the information thereof
reviewing the adequacy of the internal control at least once a year. Extra revision may be necessary in case of any incidents which have significant impacts on the companies’ operations. Such assessment
Business (No. 3) B.E. 2555 9 (b) policy and effective measures for preventing conflict of interests, learning of inside information between units and personnel, internal control and risk management for
เนื่อง อาทิ อบรมให้ความรู้และประเมินความรู้ความเข้าใจเก่ียวกบัการปฏิบตัิตามจรรยาบรรณของพนกังานและนโยบาย การป้องกนัการหาผลประโยชน์ในหน้าที่โดยมิชอบผา่นระบบ e-Learning จดับรรยายให้ความรู้แก่ผู้บริหารผา่น
Clause 37 of the Notification on Standard Conduct of Business , an intermediary shall at least comply with the following rules: (1) such revision and updatiing thereof shall be performed within the
Notification on Standard Conduct of Business, an intermediary shall at least comply with the following rules: (1) such revision and updatiing thereof shall be performed within the following periods of time: (a