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SEC public hearing on draft regulations on the use of single form for opening trading accounts to facilitate investors’ access to capital market investment

burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7989

SEC public hearing on draft regulations on capital requirements of investment management companies that manage property funds, infrastructure funds, REIT managers and trustees

The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8333

SEC proposes rules for regulated entities that implement FinTech to provide investment services as an opportunity for people to access to capital markets

example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8675

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

SEC Thailand’s Public Hearing on Drafted Regulations for Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (Codified)

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=937

SEC Thailand, CFA Institute and CFA Society Thailand co-organize seminars to promote integration of ESG data into investment analysis and advisory processes

Sustainability Issues on Valuation and Performance” for investment analysts and “Navigating the Future of Investing in the Time of Sustainability: A Paradigm Shift in the Roles of Investment Consultants?” for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11291

SEC amends regulations on the initial coin offering of investment token, digital asset custodial wallet provider, and other provisions related to digital asset business operations

On 2 March 2023, the SEC Board Meeting No. 5/2566 passed a resolution approving in principle the proposed amendments to the regulations regarding the ICO of investment token, digital asset custodial

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10470

SEC Board approves establishment of Green Investment Trust to support national sustainability goals and regulatory amendments to enhance trading orderliness measures

specified by the Capital Market Supervisory Board (CMSB), which includes the investment policy, the seeking of benefits, and the types of investors. Furthermore, GIT does not seek benefits specifically from

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10988

SEC collaborates with DPA and BOT to deliver financial and investment lectures to students and university staffs in Chiang Mai and Chiang Rai Provinces

The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, collaborated with representatives from the Deposit Protection Agency (DPA) and the Bank of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11188

Finance Ministry and investment management industry launch Thailand ESG Fund as an initiative for enhancing financial wellness, market competitiveness and national sustainability

On 21 November 2023, the Cabinet approved the principles for tax incentive measures to promote sustainable investment in Thailand for a 10-year tax period (2023-2032), leading to the support for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10325