Department of Special Investigation (DSI), and the Narcotics Control Board (NCB), etc. In the case that no wrongdoing is detected, the SEC Office will not store such data. Data for authentication from the

Following the referrals from the Stock Exchange of Thailand (SET) in 2018 – 2019 and the SEC’s further investigation, it was found that the 17 offenders were connected through personal relationships

advices relating to securities investment to investor or the client of securities company, or in analyzing a securities investment, such securities company shall arrange to have the investor contact

securities company, or in analyzing a securities investment, such securities company shall arrange to have the investor contact category A or B, as the case may be, who obtains an approval from the Office as

Giving Advice to Client Clause 16.13 14 15 In contacting, soliciting, or giving advices relating to securities investment to investor or the client of securities company, or in analyzing a securities

current accounts for the highest efficiency in cost management. We are therefore continuously monitoring and analyzing the course of events. Subject to our regular reviews and improvements in liquidity risk

Office in accordance with the following rules: (1) produce a report verbally or via an email immediately after that serious incident is known; (2) produce a written investigation report after said serious

Steel Pipes and Tubes from Vietnam for a period of 5 years on 12th February 2020. • Anti-Dumping Committee has already initiated the Anti-Dumping investigation for Cold Rolled GI (Galvanize Steel) product

in the investigation process. In addition, the administrative expenses had been increased as a result of a provision and an amortization of non- refundable deposits amounting to Baht 42.73 million due

under investigation (“PUI”) criteria announced by Department of Disease Control, Ministry of Public Health without any charge. However, for those who do not meet the PUI criteria and desire to be screened