) segregate access control roles, e.g., access request, access authorization, and access administration; (3) at a minimum, identify the networks and network services which are allowed to be accessed and
client to acknowledge the result of the client ’s categorization, rights, restrictions and risk level, including right to request for changing categorization to be treated as retail investor. Clause 34 For
information in detail [i] to the intermediary , the derivatives exchange, the derivatives clearing house or the SEC Office upon request or [ii] according to the rules as specified by the exchange, the clearing
provide the following information, and clarify such information in detail [i] to the intermediary, the derivatives exchange, the derivatives clearing house or the SEC Office upon request or [ii] according
action to comply with the Registrar request for the Company’s capital register to the Department of Business Development, Ministry of Commerce 3.3 To execute the application and necessary supporting
derived from the examination of the facts from the applicant. In the case where the applicant wishes to request a waiver of the rules under this Notification, the applicant shall submit a request for the
, report the incident to executives, and retain relevant evidence and documents available for viewing or inspection by the SEC Office upon request. Clause 31 In order to accurately and effectively address an
until the debt is fully settled to the Plaintiff but the interest to the date of prosecution must not exceed 3,493,124.00 Baht as the Plaintiff’s request and the cost must be paid by the Defendant in lieu
placement director of Mr. Chalermchai Sirinopawong on 9 April 2019 3.2.2 Relationship and scope of interests of connected persons on the date that the Board of Directors resolved to approve the request for