. Notification of the Office of the Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office
of the Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office of the Securities
Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office of the Securities and Exchange
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be
on Personnel in the Capital Market Business dated 3 June 2014 and Clause 31(1) of the same notification concerning possesion of prohibited characteristics of capital market personnel. 2 Clause 23(1) of
investment consultant. Therefore, by virtue of Clause 34(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557, the SEC notified the bank to prohibit the person in (2) from