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not only play an important role in promoting the sustainable quality of the listed companies’ financial reports but also help to reinforce fraud prevention. Over the years, the SEC has collaborated

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9233

SEC proposes extending securities classes qualified for purchasing on margin and placement as collateral to increase purchasing power in margin accounts

The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8345

Public hearing on proposed revisions to rules governing intermediaries for the sale of investment units and investment advisors in the capital market

Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4896

SEC plans to issue the Travel Rule to strengthen AML risk management and prevent technology related crimes in line with international standards

information for verifying and preventing the misuse of digital assets in technology‑related crimes, enhance the effectiveness of asset tracing and recovery, and help prevent the use of the digital asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12627

SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” to promote women’s empowerment and gender equality in the capital market

In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9884

OSMEP signs MOU with SEC and SET to promote the growth of SMEs and Startups through Thai capital market, driving Thai economy to grow in the next generation

OSMEP Director Veerapong Malai stated that OSMEP has a mission to integrate and foster the growth and enhance the international competitiveness of SMEs by working together with alliances in all

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8739

SEC Strategic Plan for 2024 – 2026 focuses on building trust and confidence in the Thai Capital Market, which will serve as a key mechanism towards national sustainability

value chain. The SEC believes that elevating these standards will strengthen confidence in the market, providing a foundation to help alleviate impacts and turn crises into opportunities. Additionally

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10321

SET, ASCO and TBA join hands with SEC, CMDF and ThaiBMA in launching the DIF Web Portal, a digital infrastructure for corporate bond issuance

form also expedites the use of data for further processing. As such, the introduction of the DIF Web Portal can help develop the capital market’s digital infrastructure that increases efficiency in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10351

SEC gears up to facilitate SMEs and startups in fund mobilization through the capital market; Criteria for secondary markets expected to be finalized 19 December 2019

process for SMEs and startups easier and quicker.In addition, since June 2019 SEC has been trying to find more ways to help SMEs and startups access funds in the capital market. SEC has collaborated with

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8709

Microsoft Word - MDA_Q2 2017-in Thai Rev1

Microsoft Word - MDA_Q2 2017-in Thai Rev1 HPIR015/2017 วนัที 10 สงิหาคม2560 เรือง คาํอธบิายและวเิคราะห์ของฝ่ายจดัการประจํางวด สินสุดวนัที 30 มถิุนายน 2560 เรยีน กรรมการและผูจ้ดัการ ตลาดหลกัทรพัย์แห่ง

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201708/17064980.pdf