ensure that the IT asset management meets the following criteria: (1) identify persons or units responsible for each type of IT assets over the whole asset lifecycle; (2) establish the terms for acceptable
into consideration to identify the severity of behaviors under the first paragraph hereof shall be mutatis mutandis in accordance with the Notifications of the Office of the Securities and Exchange
consideration to identify the severity of behaviors under the first paragraph hereof shall be mutatis mutandis in accordance with the Notifications of the Office of the Securities and Exchange Commission
client, by arrange to have documents which can identify its client or the authorized officer of client in case of juristic person. The provision in the first paragraph shall apply to the counter trader
16/1.16 17 A securities company shall get to know its client, by arrange to have documents which can identify its client or the authorized officer of client in case of juristic person. 16 Amended by
its client, by arrange to have documents which can identify its client or the authorized officer of client in case of juristic person. 16 Amended by Notification of the Securities and Exchange
customer. Clause 19. Derivatives broker shall arrange to have information or documents or evidence used for opening of the account sufficiently to identify the customer’s financial condition, debt repayment
to have information or documents or evidence used for opening of the account sufficiently to identify the customer’s financial condition, debt repayment capability, objective of investment and