compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. On
compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. On
Mr. Santipap Charasphaew Mr. Santipap Charasphaew, a head of compliance department of a digital asset broker called Bitazza Company Limited (''Bitazza'') at the time of the
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
All Inspire Development Public Company Limited All Inspire Development Public Company Limited ("ALL") submit an incorrect form 56-1 One Report for the year 2022 and made false statements
Public Company Limited (“ALL”), had a duty to supervise ALL’s disclosure of information in the form 56-1 One Report for the year 2022 in compliance with the law. However, Mr. Thanakorn failed to order or
purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of
purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of
ความยั่งยืน โดยนางวรัชญา ศรีมาจันทร์ รองเลขาธิการ ก.ล.ต. ร่วมกล่าวเปิดกิจกรรม และนางสาวธารินี ศิริชยาพร Head of Business Development and Operations บริษัท มอร์นิ่งสตาร์ รีเสิร์ช (ประเทศไทย) จำกัด ร่วม
. Katja Freiwald, Regional Lead, WEE & Migration, the UN Women Regional Office for Asia and the Pacific, (3) Ms. Pataravasee Suvarnsorn, SET Senior Executive Vice President, Head of Operation Management