investment unit redemption of gold ETF : (a) risk management system; (b) internal control system; (c) security system for investors’ information in order to prevent unrelated and unauthorized persons from
system for investors’ information in order to prevent unrelated and unauthorized persons from accessing or amending information; (d) non-public information protection system between the agent and its
in general, or the investors may not have received correct or sufficient information to support their investment decision making. Clause 11 If any one of the following characteristics is met, the SEC
” _____________________ หมายเหตุ :* ผู้สนใจสามารถศึกษาข้อมูลที่เกี่ยวกับ CFA Guidance for Integrating ESG Information into Equity Analysis and Research Reports ได้ที่เว็บไซต์ของ CFA Institute และ ก.ล.ต
securities in Thai Baht. Clause 5 A foreign entity intending to offer for sale of the debt securities may submit information or documents to the SEC Office in either Thai or English. If the information or
consumers with information on how to properly sort plastic waste. This was not only for the safety of the garbage collection tricycles and staff, but also would help the reduction of plastic waste to
economic situation which could affect loan quality, provisioning and guidelines for debt restructuring as commercial banks must comply with the Thai Financial Reporting Standards (TFRS9): Financial
guidelines of financial advisor which are precise, reliable, secure and sufficient to ensure that the functions of financial advisor shall be performed in accordance with the professional standards and ethics
___________________________ By which the information relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public. In this regard, such appraisal
fund performance, as well as other information relating to the condition of such fund at each particular period, i.e., details of investment, financial position, expenses, and opinion of the fund