SEC found from conversation records that {A} had obtained authorizations to make trading decisions for the clients. {A}'s actions are deemed in violation of Clause 20(2) and (3) of the Notification of

market products by using the client’s information obtained from knowing the client process and assessment of suitability test; (5) provide the additional warning that risky or complex capital market

: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish and having registered [such

for a diagram showing the mutual fund’s risk level, which may feature letters in a smaller font size that is yet legible to investors. Clause 6 The information about assets of an infrastructure business

year 2019 was Baht 116.44 million, decreasing by Baht 26.14 million or 18.33 % when compared to that of Baht 142.58 million in the year 2018. The total revenue comprised:- - The revenue obtained from

revenue comprised:- - The revenue obtained from Telecom Systems Integration business of Baht 4.17 million; - The revenue obtained from Computer Systems Integration business and Cloud Computing business of

was Baht 97.06 million, decreasing by Baht 44.03 million or 31.21 % when compared to that of Baht 141.09 million in the year 2016. The total revenue comprised:- - The revenue obtained from Telecom

was Baht 142.58 million, increasing by Baht 45.52 million or 46.90 % when compared to that of Baht 97.06 million in the year 2017. The total revenue comprised:- - The revenue obtained from Telecom

total revenue comprised:- - The revenue obtained from Telecom Systems Integration and Telecom Service business of Baht 9.45 million; - The revenue obtained from Computer Systems Integration business and

comprised:- - The revenue obtained from Telecom Systems Integration and Telecom Service business of Baht 7.15 million; - The revenue obtained from Computer Systems Integration business and Cloud Computing