Department of Special Investigation (DSI), and the Narcotics Control Board (NCB), etc. In the case that no wrongdoing is detected, the SEC Office will not store such data. Data for authentication from the
Following the referrals from the Stock Exchange of Thailand (SET) in 2018 – 2019 and the SEC’s further investigation, it was found that the 17 offenders were connected through personal relationships
Business Clause 13 9 Personnel in the capital market business shall be persons who [i] have ability and work experience, [ii] attend training courses or pass the examination of courses provided by the SEC
, [ii] attend training courses or pass the examination of courses provided by the SEC Office or the organizations recognized by the SEC Office and [iii] have scope of duties, as specified in the Tables of
retrieval for viewing or examination by the SEC Office without delay. Clause 23 An intermediary shall notify the details of the outsourcing of the function related to business operation to a service provider
she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator under his or her supervision (if any
reasonable grounds to believe that he or she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator
the joint production contract at the Civil Court. The total amount the Company sued was 1,024,774.96 Baht on December 2 8 , 2 0 1 7 . The court scheduled a mediation or examination of the plaintiff’s