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SEC seeks public comments on draft notification reviewing the definition of “major shareholder” requiring approval for derivatives business operators

. Accordingly, the SEC has drafted the relevant notification, with the key details as follows: (1) To stipulate that the definition of major shareholder shall include any person who has the power, whether

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12744

SEC Thailand’s Public Hearing of Draft Notification on Purchasing or Selling Listed Securities Outside the Securities Exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=596

SEC public hearing on draft notification of guidelines concerning liquidity maintenance for mutual fund investing primarily in fixed income

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=613

SEC public hearing on proposed principles and draft regulations on notification of VC and PE Trust to promote startup funding

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=827

SEC public hearing on draft notification for the collection, disposal, and allocation of Real Estate Investment Trust assets

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=954

SEC public hearing for draft notification relating to the Provident Fund, to add more options to help members select the appropriate policy

/hearing. The public can also express their concerns and comments on the website, or via fax at 0-2263-6072, or e-mail at sumitra@sec.or.th. The hearing ends on 31 October 2019._______________________

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8657

SEC public hearing for draft notification relating to the provident fund, to add more options to help members select the appropriate policy

website at www.sec.or.th/hearing. The public can also express their concerns and comments on the website, or via fax at 0-2263-6072, or e-mail at sumitra@sec.or.th. The hearing ends on 31 October 2019.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8572

SEC is open for comments on the draft notification on the delegation of other persons by business operators to operate a business on their behalf

is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate. The draft notification also allows business operators to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8392

SEC is open to comments on the revision of the draft notification on the operation system of business operators so as to increase their operational efficiency

notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example: - The operation system shall have in place a client

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8393

SEC Thailand’s public hearing on proposed principles and draft regulations on notification of the disclosure and submission of provident fund’s factsheet and data reporting

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=842