International Standard on Quality Management, which will become effective on 15 December 2022, requires that audit firms communicate with third parties regarding their audit quality management system.” The SEC
consultations to visitors and advice on investment fraud prevention, and shared guidance on how to use the SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The
total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise
2013: 23 member countries in the European Union; and three (3) countries in the European Economic Area (EEA). The signing has forged cooperation and exchange of information regarding supervision and
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding
The public hearing under the regulatory guillotine scheme welcomes comments from the public and stakeholders regarding review and revision to the debt securities regulations. The proposed amendments
Bangkok, 2 September 2019 – The following release is in reference to the announcement of Bitcoin Co. Ltd. (BX) at 06.06 hours on 2 September 2019 regarding the company’s decision to discontinue
1. The SEC Board has approved in principle the issuance of the Notification of the Securities and Exchange Commission regarding Exemption of Fees for Filing the Applications for
regarding digital assets from the public through war room operation. This is an integration to streamline all work processes to ensure timely legal execution and prevention of damages to people particularly
The notification of the Ministry of Finance regarding prescription of conditions for securities company to apply for approval of person to be major shareholder defines the “Major Shareholder” as