underlying products, for example. Solicitations for initial investment start at around 300,000 baht with attractive high returns to lure investors for immediate investment decision. The unlicensed companies

decision on trading securities. The SEC has suspended {B} from the status of investor contact for three months as from September 1, 2011 and reprimanded {C} and {D} for their misconducts and posted on the

their decision-making.The above transaction must be approved by shareholders with at least three fourths of the shareholders attending the meeting and eligible to exercise voting rights; excluding the

securities, in fact almost every day, resulting in a high trading volume. {C} admitted that the client permitted him to make trading decision without the client's confirmation or with post-trading confirmation

companies? products for their investment decision;1.2)  Capital Market for All ? to facilitate fund raising of SMEs and potential businesses by educating them about how to raise funds from the capital market

Triratvorakul, the Bank of Thailand Governor said, ?The potential root causes or threats that influence people to make an adverse decision on their saving and spending manner might consist of 3 factors which are

Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious

documentation according to the Licensing Manual for the Public. The SEC Office shall notify its decision on the application within forty-five days from the date of receiving the clarification of the issues

general, or the investors may not have received correct or sufficient information to support their investment decision making. Clause 13 If any one of the following characteristics is met, the SEC Office

correct and sufficient information for supporting the decision to invest. Clause 8 In case a certain fact appears to the SEC Office after an applicant has obtained an approval for offer for sale of newly