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Securities Investment Advisors

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https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=194&lang=en

Derivatives Advisors

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=202&lang=en

Securities Borrowing & Lending

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=372&lang=en

Bond Dealer & Underwriter

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Limited BDU

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Thailand Securities Finance Corporation : TSFC

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Derivatives Agent

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9906&lang=th&categoryID=CAT0000421

Derivatives Dealer

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9907&lang=en

Guidelineon the commencement for operation of securities / derivatives business

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9923&lang=en

SEC Search

Draft Act contains four core matters: (1) strengthening the confidence in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 SEC public hearing on draft amendment to approval for paperless filing

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