. Discussions also covered guidelines on improving rules and regulations and enhancing operation to reduce costs and facilitate business operations for stakeholders in the capital market to enable them to
enable the Agency to bring more legal actions, either criminal or civil, against offenders. Whereas the informants or witnesses, who provide information or evidence to SEC official, will receive
Thailand , in effect from 1 November 2018.SEC Deputy Secretary-General Prakid Punyashthiti said: “the regulatory revision of the information disclosure in the filing form will enable investors to access
auditor rotation, aiming to enable the audit committee to appoint an independent individual to be its auditor and promote the auditors to truly maintain their independence.
providing the SEC Fund Check tool, which was developed by the SEC, to enable the public to compare and choose suitable funds for their investments; (3) Service providers: Providing information on
protect their own interests and make inquiries at the shareholders? meeting so as to enable informed investment decision.
financial advisor to provide investors, in advance, with complete information and thus enable their prudence decision-making. The SEC therefore notified ADAM board of directors to provide clarification on the
convenience to the users. Its enhanced navigation and functionality will enable visitors to connect to top hit social networks, while the data re-classification will clearly illustrate the SEC?s roles and
information relating to side pocket operations, to enable unitholders to continuously monitor the status and progress of the assets.2. Revisions to the criteria on suspension of dealing, requiring AMCs to