Company Investment Advisory Company Derivatives Brokerage Derivatives Dealing Commercial Bank Life Insurance Company Trustee foreign juristic person / organization under digital asset business Funding
procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the
in order to obtain unlawful gains for himself or another person and cause damage to POLAR. The public prosecutor has ordered the termination of a prosecution. SEC Act S.310 and 312 in conjunction
Electronic System in accordance with the Standard Procedures through Company Account which we have received from the SEC Office, and when the authorized person(s) of the company has affixed an electronic
Mr. SUPORNCHAI SIRIWOHARN Mr. Supornchai Siriwoharn, the chief executive officer of the International Engineering Public Company Limited (“IEC”), a person responsible for the operation of IEC to
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Fund ___________________ Clause 3. In appointing manager of infrastructure fund, management company shall appoint from person approved by the SEC Office under the criteria in Chapter 2 and the appointed