281/10 of the Securities Act, resulted from the action of Mr. Khanist Srivajiraprabha, who has been the Chief Executive Officer, Vice Chairman and Authorized Person to Disclose Information of NEX
case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant to sign
institutions. According to the new law, the Bank of Thailand (upon approval of the Minister of Finance) shall be authorized to determine additional criteria that specialized financial institutions must comply
relationship managers (RMs) as well as KASIKORN ASSET MANAGEMENT Co., Ltd., to better meet both personal and business needs of our customers. With our focus placed on advisory services with no hard selling
21.07% due to personal loan at interest rate 9.00% per annum and OD interest rate at 7.50%. - As the end of quarter2’2017, total assets Baht 939.00M was higher than previous year at 1.23% due to work in
financial was increased from Baht 10.87M in Q3’2016 to Baht 13.76M in Q3’2017 at 26.54% due to personal loan at interest rate 9.00% per annum and OD interest rate at 7.50%. - As the end of quarter3’2017
making necessary preparations for compliance with the Personal Data Protection Act to ensure that the gathering, storing and using of personal data will be efficient and comply with standards; (7
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
manager, (7) Darunee Phu-ngoen, personal assistant to Suthisak, and (8) Paphawin Pinwatthana, personal secretary to Suthisak, for falsifying documents and accounts and/or siphoning.The SEC probed into the