. …………………………………………………………….. 4. …………………………………………………………….. 5. …………………………………………………………….. (Sign) ………………………. Consider person Date …………………….. ** In case where the applicant intends to appoint an agent to perform the duties of private
. …………………………………………………………….. 3. …………………………………………………………….. 4. …………………………………………………………….. 5. …………………………………………………………….. (Sign) ………………………. Consider person Date …………………….. ** In case where the applicant intends to appoint an agent to
. Clause 8. A securities company shall not appoint any person to be an agent for the custody of client’s assets unless such appointment complies with the following rules: (1) the person appointed by a
securities company shall not appoint any person to be an agent for the custody of client’s assets unless such appointment complies with the following rules: (1) the person appointed by a securities company as
, Derivative broker shall not appoint any other person to provide the service exception where the service provided from customer contact person for Derivative broker and outsourcing services according to the SEC
complaint in accordance with the rules specified in the notification of the SEC Office. Clause 27/1 15 In servicing as Derivative broker, Derivative broker shall not appoint any other person to provide the
complaint in accordance with the rules specified in the notification of the SEC Office. Clause 27/115 In servicing as Derivative broker, Derivative broker shall not appoint any other person to provide the
company shall appoint only one person from such register to be Fund Manager according to rules under Clause 8, or Clause 17 the first paragraph (3); (2) in case the management company appoints its employee
completion, to serve another term as directors as recommended by The Nominating Committee. 3. To propose to the shareholders’ meeting to appoint company auditors for year 2019, with related audit remuneration
of shareholders having an interest in the matter. The Company is also required to appoint the Independent Financial Advisor (IFA) to express views on the disposition of assets. The IFA will express