officer, to be an authorize person to conduct the following matters: (1) To determine or to amend details, methods, any other relating conditions regarding the issuance and offering of convertible debenture
executive officer, to be an authorize person to conduct the following matters: (1) To determine or to amend details, methods, any other relating conditions regarding the issuance and offering of convertible
issuance and offering of newly issued shares as it deems appropriate, including but not limited to the following matters: (1) To determine or to amend details, methods, any other relating conditions
Market Supervisory Board or the SEC Office, nor having corrected the financial status or the operating result as ordered by the said authorities. 4.8 Having not been ordered by the SEC Office to amend the
securities company has prescribed securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information
securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information concerning operation of securities
plan or operation was not approved by the regulator of such financial institution or the Committee of the Financial Sector Restructuring Authority, or subject to an order to amend the financial loss
related to selling, repurchasing and redeeming units of foreign collective investment scheme under this Notification, the SEC Office may order the securities company to amend, act or omit to act in any way
and surveillance of AEC's core work systems and failed to amend and rectify even though they had been informed of the company's inspection results and reports from the back office regarding clients