useful for investors’ decision making on a continuing and regular basis.”   This application fee reduction scheme for new auditors affiliated with audit firms in the capital market is the SEC’s New Year

December 2020. In any case, employees may continue their contribution on a regular basis even though their employer’s contribution is suspended or postponed, effective from 6 May 2020.  Subsequently, on 7

200,000 baht, from annual assessable income as an additional personal income tax allowance However, it is separated from the tax allowance for investing in Super Savings Fund regular, and not subject to

of regular saving in children and youth which has been running consecutively for 11 years. It is therefore a good opportunity for SEC, which has strategies for developing capital markets and

and internationally-recognized standards. The proposed regulations would include additional disclosure requirements as well as issuers’ obligation to appoint an external review provider to provide

addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits

, regular review of documents and evidence on one?s own investment portfolios sent from the responsible intermediaries is another way to protect one?s own assets.? ______________________ *Clause 20(1) of

that underlie the inspection findings as well as appropriate solutions. For more details, the full report is available for download at the IFIAR website (www.ifiar.org).Vorapol Socatiyanurak, SEC

accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts

revenue from sale of product at the amount of Baht 843. 54 million which was not a regular transaction. Consequently, gross profit increased Baht 84. 42 million or 198. 18% from the corresponding period of