investment company or trust certificates of unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any
management; (2) private fund management; (3) securities brokerage of investment units, trust certificates of trust having the similar characteristics as mutual fund or any other securities prescribed by the
; (3) “securities” means shares, bonds, bills, sukuk, share warrant, bond warrants, derivative warrants, certificates representing interest from Thai securities underlying and REIT units; (4) “securities
shares, bonds, bills, sukuk, share warrant, bond warrants, derivative warrants, certificates representing interest from Thai securities underlying and REIT units; (4) “securities underwriter” means a
Multilateral Memorandum of Understanding concerning Consultation and Cooperation and the Exchange of Information. “unit” means securities in the category of shares of investment company or trust certificates of
days as from the last date of each month having redemption or exercising rights. Clause 5 An offeror of the certificates representing interest from Thai underlying securities shall report the result of
5 An offeror of the certificates representing interest from Thai underlying securities shall report the result of the sale of such certificate in accordance with rules and within the period prescribed
certificates representing interest from Thai underlying securities shall report the result of the sale of such certificate in accordance with rules and within the period prescribed for the reports of selling
) Re: Electronic Conferencing, per the following details: From the existing Article 5. All shares in the Company shall consist solely of ordinary shares entered in name certificates and shall be fully