Online Submission CA - Download Forms / Manuals Investment Advisory Juristic person who undertake securities business in the category of investment advisory services under the Securities and Exchange
Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the Securities and Exchange Act B.E. 2535 (1992
use cases, as well as efforts to promote green technology and facilitate innovation testing through the regulatory sandbox project at the Joint Regional Consultative Group for Asia (RCGA) and IOSCO APRC
, namely (1) program trading service that automates trading order execution according to clients’ selected investment strategy* and (2) portfolio advisory with execution service.** Both of the services are
COMPANY LIMITED KTB ADVISORY COMPANY LIMITED KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED KRUNGSRI SECURITIES PUBLIC COMPANY LIMITED KRUNGSRI CAPITAL SECURITIES PUBLIC COMPANY LIMITED BANK OF AYUDHYA PUBLIC
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
Coindee Company Limited During February 21, 2025 to October 26, 2025, Coindee Company Limited, a digital asset advisory at the time of the incident, failed to maintain the net capital in accordance
Coindee Company Limited During April 28, 2025 to October 26, 2025, Coindee Company Limited, a digital asset advisory at the time of the incident, appointed an authorized director without obtaining
นวัตกรรมผ่าน regulatory sandbox ในการประชุม Joint Regional Consultative Group for Asia (RCGA) and IOSCO APRC High-level Workshop ที่จัดต่อเนื่องกันด้วย นอกจากนี้การประชุมยังเปิดให้มีการอภิปรายร่วมกันระหว่าง
Investment Advisory Securities Company Limited Remark: Data will be displayed within 3 years. Last updated on 19 January 2023