trading decisions on the client?s behalf with internet trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client?s account of
} for his inappropriate acts. The {A} case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives trading decisions on the client's behalf with internet
Olymp Trade or Application "Olymp Trade" : Unlicensed digital asset businessUnlicensed securities and derivatives business (Disclosure Date : 28/01/2023)
Website MP Trade : Unlicensed securities and derivatives business (Disclosure Date : 24/07/2023)
Global Trade Finance : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)
derivatives trading account. {A} admitted that he asked for internet trading account's username and password of a client who authorized him to use the account to trade derivatives trading for his own benefit
Bangkok, December 27, 2012 - The SEC imposed a one-month suspension on three investment consultants of Phillip Securities (Thailand) Plc. for not taping clients? trading orders, effective from
orders; and (6) To require that securities companies establish a work system for post-trade monitoring and examining clients’ executed trading transactions through random inspections of potentially