fund ("One-Third Rule"). As there is no such One-Third Rule in other ASEAN countries, the proposed revision aims to facilitate Thai investment management companies by exempting the said Rule from unit
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
Facebook account, demonstrating an intention to provide services to customers in public. In this regard, there was no evidence indicating that purchase or sale orders were routed through any digital asset
capital report ("Form DA 1") in a manner consistent with the theft incident. In Form DA 1 for the period from 10 May to 30 October 2021, there was no indication that Bitkub's asset balance
Ms. Kultida Khunwisetphong Between 18 January 2022 and 28 May 2024, Ms. Kultida Khunwisetphong held the position of director of SMD Rise Public Company Limited (“SMD100”). There were changes in her
Ms. Napat Wannapinyo On 4 March 2022, Ms. Napat Wannapinyo held the position of Chief Marketing and Revenue Officer of TV Thunder Public Company Limited (“TVT”). There was a change in her holding of
Ms. Phakhwan Wongphontawee On 21 January 2022, Ms. Phakhwan Wongphontawee held the position of Chief Business Development Officer of Plan B Media Public Company Limited (“PLANB”). There was a change
Ms. Yuvadee Pong-acha On 5 January 2022, Ms. Yuvadee Pong-acha held the position of director of Jaymart Group Holdings Public Company Limited (“JMART”). There was a change in her holding of JMART
Mr. Thitipong Tangpoonphonvivat On 10 June 2022, Mr. Thitipong Tangpoonphonvivat held the position of director of General Engineering Public Company Limited (“GEL”). There was a change in his holding
, there were changes in his holding of SENA securities traded through his own securities trading account. Mr. Theerawat was therefore required to prepare and submit Form 59 to the SEC Office within the