SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...
later entirely cancelled. This action mentioned above is considered as placing sell orders in such a way that misleads other persons regarding the price or volume of securities trading.The SEC’s
The SEC’s investigation revealed that from the year 2022 to 31 March 2023 (the submission deadline of 56-1 One Report for the year 2022), ALL was involved in two legal disputes: (1) Two cases in the
Company Limited, and (10) Asia Pacific Drilling Engineering Company Limited. It was revealed from the findings that those afore-mentioned persons had colluded to provide or consented to the provision
Approval of Auditors for Offering of Securities that are Debt Instruments issued by Foreign Juristic Person
Contract that is not subject to the Act, BE 2546 derivatives.