challenges and issues. The meeting was followed by the 8th AARG Inspection Workshop on 17-18 June 2021 to exchange knowledge and experience in audit supervision undertakings among the AARG member countries and
essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
services essential in contacting with the securities registrar and such publications shall be posted in a prominent place at the office of the securities registrar; (3) establishing an internal control
Investor Alert Section on the SEC website for the public to check the list of business operators not under the SEC’s supervision; (2) Collaborating with the Anti-Fake News Center Thailand
. Thus, communication with all stakeholders as today is essential. The announcement of this SEC Strategic Plan marks the beginning of sustainable collaboration among stakeholders and market participants
) Elevate standards for the supervision of gatekeepers to prevent inappropriate conduct, and (3) Leverage technology to broaden access to financial information of small-and medium-sized listed firms
procurement of benefit 3. Market overview of the business of procuring benefits from REIT’s assets 4. Risk factors 5. Legal disputes 6. Other relevant information Part 3: REIT Supervision and Management 7
progresses in the areas of market supervision and development, such as quality enhancement of IPO issuers and listed companies, legal enforcement in various cases, and improved transparency and fairness in
the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC