SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 16/10/2012 - 22/10/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 19/10/2012 - 22/10/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 23/08/2012 - 27/08/2012
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 25/03/2008 - 31/03/2008
Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders
mutual funds with investment in derivatives, hybrid securities, structured notes, and derivatives.***Phisit’s application for obtaining SEC approval to be personnel in the capital market business during
institutional or ultra-high net worth investors, investment units of mutual funds with investment in derivatives, hybrid securities, and structured notes. *** Sareerat’s applications for obtaining SEC approval
complex 2**) and specified a period during which his resubmission for an application for an approval as a capital market business personnel would not be accepted for a period of 10 years, effective from 4
Data verification_year industry num_company total_num_company percent_num_company source as_of_date last_updated 2023 Agro & Food industry 43 840 5 Structured Data 2024-07-01 2024-07-23 2023 Consumer
The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, accepted an award plaque at an event honoring 10 years of