. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and

หน้า (Derivatives) และตราสารหนี้ที่มีสัญญาซื้อขายล่วงหน้าแฝง (Derivatives - embeded Debt Instruments หรือ Structured Notes)     แบบสำรวจความคิดเห็น     Verify Code Reload * re-Verify Code    

Please enter search criteria Security Type --- Select Security Type --- Debenture Note Derivative Warrants Securitization Debenture Bond Basel Convertible Debenture IC Bond SUKUK Structured Debenture

subscribers. (3) underwriting of securities in the category of debentures, convertible debentures, structured debentures or sukuk offered for sale to the public and securities underwriter under Clause 5 or

in the category of debentures, convertible debentures, structured debentures or sukuk offered for sale to the public and securities underwriter under Clause 5 or persons under Clause 6 may, under the

) allotment of securities left from subscription of all subscribers. (3) 4underwriting of securities in the category of debentures, convertible debentures, structured debentures or sukuk offered for sale to the

) underlying shares of derivative warrants or structured notes, or non-voting depository receipts which have such underlying shares as underlying, in case of underwriting of derivative warrants or structured

depository receipts which have such shares as underlying, in case of underwriting of shares, convertible bonds or share warrants; (2) underlying shares of derivative warrants or structured notes, or non

Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of

Bond SUKUK Structured Debenture Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR Preferred share TDR TSR Warrant