security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take caution and inspect details before making an investment
technology operation, either by an internal unit of the securities company or by an outsider inspector, in order to inspect all of the potential risks on information technology. In case of inspection by an
inspection of information technology operation, either by an internal unit of the securities company or by an outsider inspector, in order to inspect all of the potential risks on information technology. In
of Information Intend to Examine by the Securities Company Report/Form (Notification of Securities and Exchange Commission) Consent Form for Personal Information Disclosure Contact The Securities
Examine by the Securities Company Report/Form (Notification of Securities and Exchange Commission) Consent Form for Personal Information Disclosure Contact The Securities and Exchange Commission
) Form 103-1 List of Information Intend to Examine by the Securities Company Report/Form (Notification of Securities and Exchange Commission) Consent Form for Personal Information Disclosure Contact