effective stewardship to Thai market participants. In addition, it also served as a forum for strategic coordination among leading institutional investors, financial firms, and public sector leaders to

person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify past conduct; the cooperation or obstruction with SEC’s investigation

account the following factors: the involvement and behavior of each person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify

criteria. In the 2021 ACGS, the corporate disclosure from 2020 served as the basis for the assessment. The SEC Thailand assigned the Thai Institute of Directors the role of CG Expert and Domestic Ranking

consideration, other penalty that he/she has already served, the impact, damage or benefits incurred from the facts or demeanors under consideration, rectifications or other acts that benefit or impede the

considered that she had already been suspended by her employer no less than the said period, the suspension imposed by the SEC is deemed to have been served.* Clauses 20(1) and (2) of the Notification of

account that her employer has already imposed a three-month suspension on {C}, the SEC considered that she has already served the SEC suspension term.On {D} and {E} cases, the SEC found that they both

as capital market personnel for the period of one year; Suspension of {H} from performing duty as securities investment consultant for seven months.{A} and {B} served as the executives of Country Group

been served for the full 20 years and above to be entitled to receive the compensation not less than the last rate of wage for 400 days and the reduction of the interest rate adopted in the estimation. 3

property that resulting in damage to the financial institution where I served as director or executive or to the clients. [ ] Yes [ ] No (2) I was imprisoned by the court’s final judgment regardless of