” means a derivatives business operator in the category of derivatives broker or derivatives dealer. Clause 3 This Notification shall apply to persons registered as a derivatives business operator whose
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Corporation Public Company Limited Series 2 (HEMP-W2) (Record Date) 29/09/2021 22:11 Resolutions of Board of Directors, Increase of Registered Capital, Acquisition of Shares, Whitewash, Change of Par Value
Bangkok, December 18, 2013 ? The SEC is seeking public comment on draft amendments to exempt the duty of registered derivatives dealers and derivatives fund managers to conduct the suitability test
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
business expansion would not meet the target. 6. Shareholding before transaction: 49.00% of the Registered Capital 7. Shareholding after transaction: 0% of the Registered Capital We are also pleased to
at the ratio 20 percent of the current registered capital at the amount of THB 6,000,000 (Six million baht). As the above transaction, the Company will hold EKI’s ordinary