objective and providing up-to-date information sufficient for risk analysis. The reporting requirements on those unused for supervising purpose will be eliminated while frequency of report submission will be
sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor
Miss Sarida Jitaueafuea Miss Sarida Jitaueafuea and Mr. Mongkol Chantarach jointly engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media
Mr. Mongkol Chantarach Miss Sarida Jitaueafuea and Mr. Mongkol Chantarach jointly engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media
” means derivatives under law on derivatives and any other similar contracts; (4) “foreign derivatives exchange” means juristic person established under foreign law which is capable of providing derivatives
Providing financial assistance to connected persons 05/04/2021 13:06 Providing financial assistance to connected persons 16/12/2020 17:02 Warehouse Rental Transaction with Related Persons 25/11/2020 17:01
business licensees would be prohibited from providing services related to privacy coins to prevent misuse of digital assets as a tool for committing a crime. After conducting a public hearing on the matter
business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the
investment service provider. To perform their roles and responsibilities, personnel in the capital market need to acquire knowledge and understanding of the ESG principles and apply them in providing