for proprietary trading, which involves capital inflow or outflow, as per the forms and procedures provided by the Office in electronic systems or as per any other forms which the Office shall notify
. Notification of the Office of the Securities and Exchange Commission Sor Thor. 15/2558 Rules in Detail related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 2. Notification of the Office
the Office of the Securities and Exchange Commission Sor Thor. 15/2558 Rules in Detail related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 Contact The Securities and
ที่ออกโดยบริษัทแม่ จึงไม่ใช่การให้กู้ยืมเงินปกติ แต่การที่บริษัทหลักทรัพย์ไปลงทุนในตั๋วเงินนั้นต้องพิจารณาข้อกำหนดเกี่ยวกับ หลักเกณฑ์เรื่อง proprietary trading (ตามข้อ 12(8) และข้อ 25 ของ ทธ. 35/2556
operation against corruption. Also, the SEC asked securities and asset management companies to adopt the Indicator as an investment factor for their proprietary trading and investment of mutual funds under
companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the
client's assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities. In addition, the lower rate of annual license fee will be offered for companies selling at
?s assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities. In addition, the lower rate of annual license fee will be offered for companies selling at