Bangkok, April 8, 2011 - The SEC is proposing revision to regulations on investment of provident funds (PVDs) to allow fund members to diversify their investment properly and to support PVDs with
benefits from investors by abusing their duty performance no matter with or without clients? consent, and must not ask for or accept any special benefit other than what is properly earned from the securities
from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
properly qualified major shareholders. This, in turn, enhances transparency and mitigates risks to investors, the public, and the overall capital and digital asset markets. In this regard, the SEC previously
correctly; (2) processes and procedures shall be established in line with the policy on the governance of information technology; (3) policy on the governance of information technology shall be reviewed at
concerning real estate is prepared correctly and legally binding; (2) ensure that the investment in the real estate for the REIT will be made properly by complying with, at least, the following processes: (a
been applied by most institutional investors, i.e., (1) managing conflicts of interest properly, and (2) disclosing voting policy and voting results. Five other core principles are (3) adopting a clear
not properly entering into the transaction in accordance with the Notification on Connected Transactions was because it was mistaken believed that the lending was merely liquidity management. However