Presently, supervising “digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset broker; and
principles for supervising DA custodial wallet providers. In this regard, on 10 November 2022, the SEC Board Meeting No. 15/2565 passed a resolution approving the proposed revision to the principles whereby an
in its practice of investment management. It should employ knowledge, ability and skills as a profession in management of investment under different situation, for instance: (1) Employment of personal
company should observe the duty of care in its practice of investment management. It should employ knowledge, ability and skills as a profession in management of investment under different situation, for
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
(IOSCO), such as having the structure for supervising the Association to reflect good corporate governance, setting criteria for member subscription and for member supervision with transparency
high returns. PE focuses on long-term investment with a specific period of time in a start-up or high potential businesses. The funds will be managed by professional finance manager supervising for
President from February to March 2011 with duties as head of fund managers responsible for supervising the equity funds managed by both companies respectively, had committed dishonest acts by using
/News_Detail.aspx?SECID=10470 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision Presently, supervising “ digital asset businesses” under the royal decree on
public hearing on digital asset advisers and fund managers as new businesses under supervision Presently, supervising “ digital asset businesses” under the royal decree on digital asset businesses, B.E