Bangkok, February 19, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities

Bangkok, March 27, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities

ขายตราสารได้ทันต่อความต้องการของตลาด โดยเป็นหลักเกณฑ์ที่มุ่งเน้นหลักการ (principle-based)  มากกว่ารายละเอียด (rule-based) จึงสามารถครอบคลุมตราสารได้หลากหลายทั้งตราสารในประเทศและต่างประเทศ รวมถึงพิจารณา

Page 1 of 3 (Translation) IR 036/17 November 13, 2017 Re : To ratify the Loans provided for The Iconic Property Company Limited based on shareholding proportion. (Additional) To : Director and

based on the rules under the Notifications on Acquisition or Disposal of Assets, the highest value thereof based on the total value of consideration in comparison with the assets of the Company and its

,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles

alternatives.Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the 5th SEC Working Papers Forum, organized by SEC Research Department, presented the papers based on the Behavioral Finance theory. The

investment was 0.35% of the total assets of the Company and its subsidiaries, based on the latest reviewed consolidated financial statements for the period ending on March 31, 2018, which did not trigger the

sustainably utilizing biodiversity. The declaration was made in collaboration with representatives from the Biodiversity-Based Economy Development Office (Public Organization) (BEDO), the Thailand Business

management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the