audit reports to be more appropriate for the risk level of small business operators and low-risk operators, with measures that allow the SEC to monitor the business operators’ risks in the event of
this regard, SEC has included the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in Case of Possible Impact on the Holding of Juristic
measures to prevent and manage conflicts of interest. Such mechanism and measures must be clearly outlined in the ICO filing. Additionally, specific significant matters would require approval from the
suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to
covered various topics such as deposit protection, debt relief measures, the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), and Investment scam advertisement. The event took place on 20
to benefit consumers, the establishment of the Securities Bureau Connext (SBC) and progress on regulatory measures to enhance trust and confidence in the Thai capital market. The meeting took place on
Chairman Chanin Vongkusolkit and TLCA members, to discuss strategies for the development and promotion of supervision over listed companies. The discussions covered measures to prevent adverse behaviors
savings and investment in securities as part of the long-term financial stability initiatives for investors.Promoting savings and investment measures Recent adjustments in securities prices alone may not
Market,” with Ms. Winita Kultangwatana, Director of the Sustainable Development Department, representing the SEC. She discussed measures and strategies to foster and support the business sector in the Thai
situation and evaluate the effectiveness of these implemented measures in due course.”