company shall appoint a juristic person who possesses the following qualifications: (1) being a state enterprise, excluding state-owned financial institution, under the law on budgeting procedures 5 . In
) the auditor falls short of any qualifications under Clause 10(1) or (2); 11 (4) the auditor possesses any prohibited characteristics under Clause 15(1), (2), (4) or (5); (5) the SEC Office revokes or
also benefited from geographical diversification as illustrated by our consistent outperformance when compared to Thailand auto industry. It is important to reiterate that the company possesses strong
cases where the settlor and the trustee are the same person; Clause 10. The originator shall be any business that possesses either one of the following characteristics: (1) being a limited company or
fails to comply with the regulations under this Notification, or a service provider fails to maintain the qualifications or possesses the prohibited characteristics as prescribed under this Notification
possesses the prohibited characteristics as prescribed under this Notification, or such person is not suitable to be the service provider, the SEC Office shall [i] notify the intermediary to amend, act or
that the client or a person who applied for operating a securities trading account or the person who has power to instruct the order for securities possesses an account with the securities company; (2
securities trading service for such account that the client or a person who applied for operating a securities trading account or the person who has power to instruct the order for securities possesses an
person who has power to instruct the order for securities possesses an account with the securities company; (2) delivering a copy of monthly securities trading report which display transaction of