percent. He obtained the material non- public information by virtue of his positions before such information became public on 12 November 2014. 16/06/2017 agreed to comply with civil penalties determined

because JTS has the net loss of 6.19 million Baht in prior quarter and 4.83 million Baht if compared with the same quarter in 2015. Mr. Pete accessed that information by virtue of his positions as a

control of outstanding derivatives positions of members and risk incurred by each member to the clearing system. Clause 7 Where the derivatives clearing house requires the members to place margin or assets

experience, for example, education, employment record/ affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified

to consider and approve the statements of financial positions and the comprehensive income statements of the Company for the fiscal year ended December 31, 2018 which was approved by the Audit

holding the positions of AJD Chief Executive Officer and Managing Director) and Pipat (at the time holding the positions of AJD Chief Operating Officer and Director) jointly decided, approved and signed a

represents approximately 83 percent of the total number of listed companies, while those having females at the highest management positions (at the CEO and managing director levels) account for 13.85

Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment

positions at securities issuing companies or securities companies, with the maximum applicable statutory penalties. Furthermore, the SEC has reported the proceedings in this case to the Anti-Money Laundering

SEC revealed that, under the situation of the outbreak of COVID-19 which has impacted the business operations, the financial positions and the performance of listed companies and security issuers