approval or [ii] removal the person from the position additionally. In case of imposing specified period thereof, the period for each considered case shall not exceed 10 years; (2) permitting the person to
period thereof, the period for each considered case shall not exceed 10 years; (2) permitting the person to resume performing duties of personnel in the capital market business in the previous position
requirements aim to align the accounting with risk management strategy, permitting to have a greater variety of hedging instruments and risks being hedged, However they do not explicitly address hedge accounting
exceed 10 years; (2) permitting the person to resume performing duties of personnel in the capital market business in the previous position without the requirement to submit an application for approval, in
covenants may include a. provision requiring the maintenance of properties; b. provision permitting or restricting the withdrawal of cash deposited as a basis for the issuance of additional securities; and c
covenants may include a. provision requiring the maintenance of properties; b. provision permitting or restricting the withdrawal of cash deposited as a basis for the issuance of additional securities; and 3
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
the assets. 2. For secured debt securities, other covenants may include (a) provision requiring the maintenance of properties. (b) provision permitting or restricting the withdrawal of cash that has