the competitiveness of the business operators in response to the Capital Account Liberalization Plan of the Bank of Thailand. In the future, the Plan will permit general investors to invest directly on

Investment advisor เป็นตัวแทนในการช่วยอำนวยความสะดวกให้แก่ผู้ลงทุนในการส่งต่อคำสั่งซื้อขายหลักทรัพย์ (pass on order) ในนามของผู้ลงทุนไปยังบริษัทหลักทรัพย์ที่ผู้ลงทุนมีบัญชีอยู่แล้วเพื่อให้ผู้ลงทุนทำธุรกรรมผ่าน

corruption risk assessment systems and has conducted a qualitative assessment of the CRMS for the year 2023. The assessment results are divided into four levels, i.e., Upgrade, Pass, Good and Excellent.

accordance with the specified qualifications and prohibited characteristics.  In addition, the revised rules require directors and managers of securities and derivatives business operators to pass training

the required voting proportion ? one of the integral parts of such rule - for the Auditing Advisory Committee to pass a resolution concerning consideration of deficient characteristics or behaviors of

33, Section 34, Section 36, Section 41, Section 43 and Section 45 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the

, Section 41, Section 43 and Section 45 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The

Section 33, Section 34, Section 36, Section 41, Section 43 and Section 45 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the

of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Securities and Exchange Commission No. KorChor

with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby