profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.
.... (Unofficial Translation) Codified up to No. 5 As of 31 October 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
.... (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 31 October 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
allowed to outsource only to subsidiaries, audit firms, or financial institutions. For instance, outsourcing risk management and compliance will be allowed only to subsidiaries; while the fund investment
hundred thousand baht only). Total amount 206,695,800.00 (Two hundred six million six hundred ninety five thousand and eight hundred baht only) And Approved to authorize Ms. Su, Ming Fen, the Chairman to be