Earlier, the Civil Sanction Committee decided to impose civil penalties against the 40 offenders for manipulating AJD shares* but they either failed to acknowledge or refused to comply with the civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor to bring the case against all offenders for the Civil Court to impose the highest civil sanction...

The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on all four offenders of this case, among which only two agreed to comply with the specified civil sanctions. However, the other two, namely, (1) LLC Fair Expo company and (2) Mr. Mikalai Zahorski, who are subject to a total monetary civil sanction of 6,005,620 baht (a civil penalty and a reimbursement of investigative expenses incurred by the SEC), refused to comply with the specified civil sanctions, which wa...

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on Mr. Pakorn Mongkoltada* in the case of purchasing AQUA shares while being a person who knew or possessed inside information. The sanctions include a total payment of 19,339,187 baht (comprising civil penalty, compensation at an equal amount to the benefit received or should have been received, and reimbursement of investigative expenses incurred by the SEC). In addition, he is subject to a bar from serving as d...

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of MSC shares. The sanctions include a total payment of 249,848,464 baht (comprising civil penalties, compensation at the equal amount to the benefits received or should have been received, and reimbursements of investigative expenses incurred by the SEC). In addition, the offenders are subject to a suspension from trading securities or d...

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a total payment of 71,729,832 baht (comprising civil penalties, compensations in the amount equal to the benefits received or should have been received, and reimbursements of investigative expenses incurred by the SEC). In addition, the offenders are subject to a suspension from trading securities and...

The CIG board approved the purchase of ordinary shares in OW from Mr. Alex Loo Liat Wah at a purchase price of 180 baht per share, totaling 435 million baht, representing 24.17% of OW’s total issued and paid-up shares. The size of this asset acquisition transaction is up to 49.99% based on the total value of consideration. OW was established on 15 January 2025 for operating a gold mining business and obtained management and development rights for a mining project in Canada. Additionally, the boa...

of transactions as per clients’ orders under (3).The SEC emphasizes the importance of monitoring financial condition and liquidity of business operators to make sure that they comply with the

Bangkok, 25 July 2022 – It appears that Zipmex Thailand has not resumed its digital asset trading service in accordance with the company’s rules, conditions and procedures (Trading Rules) as approved by the SEC Board and its deposit/withdrawal service for all types of cryptocurrency in its Trade Wallet. The suspension of such services may cause damage to the public.  Pursuant to Paragraph 1 of Section 35 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), the SEC Board Meeting...

Earlier, the SEC filed a criminal complaint against the 10 entities with the Department of Special Investigation (DSI) on account of fabricating financial statements, disclosing false information in the Registration Statement for debt securities offering and committing a fraud to gain assets of the exploited public, liable to be offenses under the Securities and Exchange Act B.E. 2535 (1992) (SEA). The 10 offenders are: (1) STARK, (2) Mr. Chanin Yensudchai, (3) Mr. Vonnarat Tangkaravakoon, (4) {...

orders of derivatives and shares in large volumes without the client’s authorization. When the client’s account suffered a large amount of loss, {A} tricked the client into depositing more cash into the