) documentation.doc matters relative to independence confirmations, performance evaluations, results of monitoring, client acceptance and continuance evaluation, etc? · Using electronic databases · Manual notes
www.ucity.co.th Ref. No. U.SET 022/2017 November 16, 2017 Subject : Disposal of shares in a subsidiary and assignment of claim on its promissory notes To : The President The Stock Exchange of Thailand U City Public
from 2019. The revision of TFAC will render effects on preparation of the financial statements, in particular the report of financial transactions and the disclosure of information in notes to
ลักษณะเป็น Plain Vanilla Coupon Bond แต่ตราสารดังกล่าวใช้ชื่อว่า Structured Notes ที่ออกภายใต้ Structured Note Program เนื่องจากธนาคารได้ขออนุญาต
member country executing the Memorandum of Understanding Concerning Cooperation and Exchange of Information on Cross-border Offers of ASEAN Collective Investment Schemes to Non-retail Investors or the
Quarter Ended 31 March, 2018 Page 1 (Translation) 1. Significant events of the 1 st quarter of 2018 1.1 The Repurchase of Existing Notes and the issuance and Offering of Newly-Issued Notes On March 27, 2018
Assistance to connected person, The Acquisition of Asset, Schedule for Extraordinary General Meeting No. 1/2019 (Revised) To: The President The Stock Exchange of Thailand Attachments: 1. Information Memorandum
penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors demonstrating
; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading