practices on personal data protection in compliance with the Personal Data Protection Act and supporting the issuance of subordinate rules and regulations under the Act which will be effective in 2021
misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by
. Worraphant sold 1,121,000 of STEC shares in Miss Preeya's securities trading account, his subordinate by using inside information, prior to the disclosure of such information to the public on 15 February
Business Operators Secondary https://www.sec.or.th/EN/Pages/LawandRegulations/Personels.aspx English (United States) Personels Operators Registered Persons Investment Consultant Fund Manager Wealth Advice
Registered Persons Investment Consultant Fund Manager Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary https
of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccountsT.aspx Thai DigitalAssetBusiness
Investment Consultant Fund Manager Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary https://www.sec.or.th/EN/Pages
Digital Asset Business Operators Secondary https://www.sec.or.th/EN/Pages/LawandRegulations/Personels.aspx English (United States) Personels Operators Registered Persons Investment Consultant Fund Manager