Bangkok, June 8, 2012 - The SEC publicly disclosed inappropriate behavior of three investment consultants, namely, {A}, {B}, and {C}, for not taping clients' securities and derivatives trading orders

Miss Kittiya Utokyota During the period of 29 July 2021 to 31 March 2022 (totaling 167 business days), a group of eight individuals, namely – (1) Mr. Boon-aue Chitthanom, (2) Miss Kittiya Utokyota

Mr. Pinyo Ruckapunmetee During the period of 29 July 2021 to 31 March 2022 (totaling 167 business days), a group of eight individuals, namely – (1) Mr. Boon-aue Chitthanom, (2) Miss Kittiya Utokyota

Mr. Phakpoom Termsereekul During the period of 29 July 2021 to 31 March 2022 (totaling 167 business days), a group of eight individuals, namely – (1) Mr. Boon-aue Chitthanom, (2) Miss Kittiya

Mr. Sathaporn Phothong During the period of 29 July 2021 to 31 March 2022 (totaling 167 business days), a group of eight individuals, namely – (1) Mr. Boon-aue Chitthanom, (2) Miss Kittiya Utokyota

Mr. Suwit Cheewatham During the period of 29 July 2021 to 31 March 2022 (totaling 167 business days), a group of eight individuals, namely – (1) Mr. Boon-aue Chitthanom, (2) Miss Kittiya Utokyota, (3

Mr. Phongpat Cheewatham During the period of 29 July 2021 to 31 March 2022 (totaling 167 business days), a group of eight individuals, namely – (1) Mr. Boon-aue Chitthanom, (2) Miss Kittiya Utokyota

Voradit Thanapatra During 1 – 13 June 2023, 4 offenders, namely (1) Mr. Voradit Thanapatra, (2) Miss Pavasut Jotikasthira, (3) Mrs. Marguerite Linda Dalal, and (4) Miss Kanya Rakthong, colluded to

Pavasut Jotikasthira During 1 – 13 June 2023, 4 offenders, namely (1) Mr. Voradit Thanapatra, (2) Miss Pavasut Jotikasthira, (3) Mrs. Marguerite Linda Dalal, and (4) Miss Kanya Rakthong, colluded to

Marguerite Linda Dalal During 1 – 13 June 2023, 4 offenders, namely (1) Mr. Voradit Thanapatra, (2) Miss Pavasut Jotikasthira, (3) Mrs. Marguerite Linda Dalal, and (4) Miss Kanya Rakthong, colluded