Office hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to undertake derivatives business in the category of derivatives brokerage
ตลาดหลักทรัพย์ established under specific laws or any legal entity licensed to undertake finance or commercial banking business. “ electronic data” means statements that are created, sent, received, stored or
://market.sec.or.th/Documents/ca/Documents/form_company_account_revoke_en.pdf -ร่าง- Republic of Vietnam; “registration statement” means the registration statement for offer for sale of securities issued by a foreign
/Documents/form_company_account_revoke_en.pdf -ร่าง- Republic of Vietnam; “registration statement” means the registration statement for offer for sale of securities issued by a foreign company; “ electronic
, a Covered Fund may borrow or engage 4 https://publish.sec.or.th/nrs/9022ae0.pdf Translation ” means any mutual fund established under following Notifications: (1) Notification of the Securities and
) (Translation) ” means a contract whereby a person, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in
“ derivatives broker ” means a person licensed to undertake derivative business in the category of derivatives brokerage, excluding a commercial bank under the law on financial institution business; (2) “ net