to the IT Standard Rules this time are summarized as follows:  (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls

hearing on the proposed principles and relevant draft regulations which aim at ensuring that the ICO rules have adequate and appropriate mechanisms for protecting investors while promoting the ICO issuer’s

flexible for fundraisers, while providing adequate investor protection mechanisms. As for the three new trading orderliness measures, they will help control intraday price volatility and mitigate investor

has already addressed and those currently under review such as inspection of naked short selling transactions and mechanisms for regulating short-selling and program trading, for example, collateral

businesses in the Thai capital market. Concurrently, the SEC encourages audit firms in the capital market to build up their strength through the three mechanisms, namely Self-discipline, Market Force, an

digital assets, namely cryptocurrencies and digital tokens, information on sellers and blockchain mechanisms or distributed database systems consisting of a mechanism allowing transactions to be conducted

an exception for appropriate and efficient mechanisms to prevent a conflict of interest in place, annual financial statements approved by an auditor, and maintenance of capital reserves in accordance

establish measures and mechanisms to develop the potential of CII agencies in the public and private sectors, educational institutions, scholars, researchers, professors, pupils, and students, and to provide

continuously conducted to learn of investor behaviors, evaluate knowledge level and satisfaction towards the SEC?s investor protection mechanisms. The feedback so obtained will be beneficial to the SEC?s

Business Law and the Cybercrime Law will enhance the effectiveness of measures for blocking digital asset mule accounts. These amendments clarify the mechanisms for information exchange with relevant