Amended by the Notification of the Securities and Exchange Commission No. KorThor/Nor/Yor/Khor. 28/2547, Re: Determination of Fees for the Operation of Licensed Businesses (No. 2), dated 27 May 2004. 2
Commission KorThor/Khor/Dor/Nor. 25/2553 Repeal of Notification of the Securities and Exchange Commission Relating to Preparation of Securities Companys Account 29/12/2010 01/01/2011 4. Notification of
Commission No. SorThor/Khor/Dor/Nor. 4/2554 Re: Special Holiday of Securities Companies and Derivatives Business Operators _____________ This is with regard to the Cabinet’s resolution on 30 November 2010
/2013 7. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 8. Notification of Capital
/01/2005 01/03/2005 2. Notification of the Securities and Exchange Commission KorThor/Nor/Khor 4/2548 Qualifications and Other Prohibited Characteristics of Executives of Securities Companies (Synopsis
could not rectify the problem within the specified period, which is deemed non-compliance with Clause 9(3) of the SEC Notification No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives